-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gb14XqN4FqPdSqugL1hzEMcKRBpSYM7Z+KsVQGNU95KJkqLzLTiRL3SvPbjTaKyw 6fAZVyibkC4q7BYHJ/7iCA== 0000912057-02-003551.txt : 20020414 0000912057-02-003551.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-003551 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UBIQUITEL INC CENTRAL INDEX KEY: 0001108487 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 233017909 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-60597 FILM NUMBER: 02523521 BUSINESS ADDRESS: STREET 1: 1 BALA PLAZA SUITE 402 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106609510 MAIL ADDRESS: STREET 1: 1 BALA PLAZA SUITE 402 CITY: BALA CYNWUD STATE: PA ZIP: 19004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TOLL BRUCE E CENTRAL INDEX KEY: 0000923326 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BRU HOLDING CO INC STREET 2: 3101 PHILMONT AVENUE CITY: HUNTINGDON VALLEY STATE: PA ZIP: 19006 BUSINESS PHONE: 2159388044 MAIL ADDRESS: STREET 1: 3103 PHILMONT AVENUE CITY: HUNTINGDON STATE: PA ZIP: 19006 SC 13G 1 a2069074zsc13g.txt SCHEDULE 13-G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- SCHEDULE 13G (RULE 13d-102) UNDER THE SECURITIES EXCHANGE ACT OF 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1) UBIQUITEL INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.0005 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 903474302 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed. |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - ------------------- ----------------- CUSIP NO. 903474302 SCHEDULE 13G PAGE 2 OF 5 PAGES - ------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) BRUCE E. TOLL - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 4,387,850 (1) SHARES -------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- EACH -------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 4,387,850 (1) -------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,387,850 (1) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) See Item 4 herein. - ------------------- ----------------- CUSIP NO. 903474302 SCHEDULE 13G PAGE 3 OF 5 PAGES - ------------------- ----------------- ITEM 1(a). NAME OF ISSUER. UbiquiTel Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. One West Elm Street Suite 400 Conshohocken, Pennsylvania 19428 ITEM 2(a). NAME OF PERSON FILING. Bruce E. Toll ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE. 3103 Philmont Avenue Huntingdon Valley, Pennsylvania 19006 ITEM 2(c). CITIZENSHIP. United States of America ITEM 2(d). TITLE OF CLASS OF SECURITIES. Common Stock ITEM 2(e). CUSIP NUMBER. 903474302 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), IDENTIFY THE STATUS OF THE PERSON FILING. Not applicable ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED: 4,387,850 (1) ----------------------------------- (b) PERCENT OF CLASS: 5.4% -------------------------------------------- (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR DIRECT THE VOTE: 4,387,850 (1) ------------------- (ii) SHARED POWER TO VOTE OR DIRECT THE VOTE: -0- ---------------- - ------------------- ----------------- CUSIP NO. 903474302 SCHEDULE 13G PAGE 4 OF 5 PAGES - ------------------- ----------------- (iii) SOLE POWER TO DISPOSE OR DIRECT THE DISPOSITION OF: 4,387,850 (1) ------------------------------------- (iv) SHARED POWER TO DISPOSE OR DIRECT THE DISPOSITION OF: -0- ------------------------------------- - ------------ (1) The Reporting Person beneficially owns 4,380,350 shares through BRU Holding Co., LLC, a Delaware limited liability company, of which the Reporting Person is the sole member. Of such shares, 187,500 shares are subject to a PEACS variable share forward agreement. Reference is made to the Reporting Person's Form 4 dated January 4, 2002 for additional information regarding such PEACS variable share forward agreement. Includes 7,500 shares beneficially owned directly subject to options exercisable within 60 days of this filing. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. |_| ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. Not applicable - ------------------- ----------------- CUSIP NO. 903474302 SCHEDULE 13G PAGE 5 OF 5 PAGES - ------------------- ----------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ BRUCE E. TOLL --------------------------------- January 29, 2002 Bruce E. Toll -----END PRIVACY-ENHANCED MESSAGE-----